It’s crunch time for hedge funds. Year-end compliance reporting is rapidly coming due, and this year, the new US SEC marketing rule adds further complexity to the process. Hosted by With Intelligence and moderated by Backstop, watch this webinar to get insights on:

- Topic A: the new marketing rule. Any fund that has US exposure will be in the regulators’ sights. Have you updated your compliance manual? Have you reviewed everything you’ve sent to clients and prospects for the past two years?
- Preparing for regulatory scrutiny: why a mock examination is highly recommended for teams to learn what to expect
- Planning for Q1 filings: ADV, Form PF and more

Moderator
Alisha Slaughter, VP of Alliance Marketing, Backstop Solutions

Panelists
Rory Cohen - General Counsel, Varadero Capital
Lisa Roitman - General Counsel at Pollen Street Capital
Joshua Mika - Partner/Head of Midwest Region, Optima Partners Compliance Advisory
Sani Jackson - Partner, Optima partners Compliance Advisory

If you weren’t able to attend the webinar, download the on-demand recording.