Backstop San Francisco Panel

Compliance and Regulatory Issues Impacting Investors and Fund Managers: An Industry Panel Discussion

Tuesday, July 22

Le Méridien San Francisco | 8:30-11:00 a.m.
333 Battery St., San Francisco, 94111

Cost: Complimentary

To meet today's challenges, fund managers need to be more effective in planning and implementing operational infrastructure and controls if they wish to grow and attract new assets. The expert panelists will examine the steps fund managers should take and the tools available to help them stay on top of regulatory developments and increased investor demands.

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  • Paul Sylvia, Head of Risk Management, Aon Hewitt
  • Mark Shamia, COO, SQN Investors
  • Edward R. Tedeschi, Principal, Alternative Investments, KPMG LLP
  • Chris Grandi, President, Abacus Group LLC
  • Jim Frolik, Partner, Shartsis Friese, LLP, and co-author of U.S. Regulation of Hedge Funds
  • Moderator: Backstop Solutions Group

Topics Covered

  • Due diligence and transparency trends
  • Policies governing emerging and established managers
  • Technology issues and cyber security
  • Guidelines for fund marketing